Tag: Securities
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Nonbank Banks
Nonbank Banks (Securities) This section introduces, discusses and describes the basics of nonbank banks. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with nonbank banks is examined. Note that a list of cross […]
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Security Interests
Security Interests in the United States Security Interests and the State Laws Select from the list of U.S. States below for state-specific information on Security Interests: Security Interests in the Subject Index of the Alabama Portal Security Interests in the Subject Index of the Alaska […]
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Security Interests
Security Interests in the United States Security Interests and the State Laws Select from the list of U.S. States below for state-specific information on Security Interests: Security Interests in the Subject Index of the Alabama Portal Security Interests in the Subject Index of the Alaska […]
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Trust Investment Services
Trust Investment Services (Securities) This section introduces, discusses and describes the basics of trust investment services. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with trust investment services is […]
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Trust Investment Services
Trust Investment Services (Securities) This section introduces, discusses and describes the basics of trust investment services. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with trust investment services is […]
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Agency Accounts
Agency Accounts (Securities) This section introduces, discusses and describes the basics of agency accounts. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with agency accounts is examined. Note that a list of cross […]
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Agency Accounts
Agency Accounts (Securities) This section introduces, discusses and describes the basics of agency accounts. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with agency accounts is examined. Note that a list of cross […]
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Retail Repurchase Agreements
Retail Repurchase Agreements (Securities) This section introduces, discusses and describes the basics of retail repurchase agreements. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with retail repurchase agreements […]
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Retail Repurchase Agreements
Retail Repurchase Agreements (Securities) This section introduces, discusses and describes the basics of retail repurchase agreements. Then, cross references and a brief overview about Securities is provided. Finally, the subject of Bank Activities in relation with retail repurchase agreements […]
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Agent
Agent in United States Agent Definition (Lat. agens, from agere, to do). One who undertakes p transact some business, or to manage some affair, for another, by the authority and on account of the latter, and to render an account of it. 1 Livermore, Ag. 67; 2 Bouv. Inst. 3. The term is one of…
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National Association of Securities Dealers
National Association of Securities Dealers in the United States The National Association of Securities Dealers, Inc. (NASD) formerly ran the NASDAQ stock exchange and NASD Regulation, Inc., which was Wall Street’s self-regulating agency. The NASDAQ became a public corporation in 2005, and the […]
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National Association of Securities Dealers
National Association of Securities Dealers in the United States The National Association of Securities Dealers, Inc. (NASD) formerly ran the NASDAQ stock exchange and NASD Regulation, Inc., which was Wall Street’s self-regulating agency. The NASDAQ became a public corporation in 2005, and the […]
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Broker Dealer
Broker Dealer in the United States Broker Dealer Definition See Brokers in this legal Encyclopedia and below. Securities Dealers Securities dealers buy and sell stock for themselves. They are different from brokers, who are in the business of selling stock to investors, although […]