Tag: Securities law
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Filing
Filing in the United States Definition of Filing in the Uniform Securities Act (2002) Filing means the receipt under the Uniform Securities Act (2002) of a record by the administrator or a designee of the administrator. Filing Appearance as Attorney (in Disability Claims) Some information […]
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Record
Record in United States Record Definition Record, in its broadest sense, is a written memorial, public or private, of what has been said or done. It is ordinarily applied to public records only, in which sense it is a written memorial made by a public officer, judicial, legislative, or […]
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Record
Record in United States Record Definition Record, in its broadest sense, is a written memorial, public or private, of what has been said or done. It is ordinarily applied to public records only, in which sense it is a written memorial made by a public officer, judicial, legislative, or […]
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Self-regulatory Organization
Self-regulatory Organization in the United States Definition of Self-regulatory organization in the Uniform Securities Act (2002) Self-regulatory organization means a national securities exchange registered under the Securities Exchange Act of 1934, a national securities association of […]
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Self-regulatory Organization
Self-regulatory Organization in the United States Definition of Self-regulatory organization in the Uniform Securities Act (2002) Self-regulatory organization means a national securities exchange registered under the Securities Exchange Act of 1934, a national securities association of […]
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Predecessor Act
Predecessor Act in the United States Definition of Predecessor act in the Uniform Securities Act (2002) Predecessor act means the act repealed by Section 702.
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Predecessor Act
Predecessor Act in the United States Definition of Predecessor act in the Uniform Securities Act (2002) Predecessor act means the act repealed by Section 702.
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Sale
Sale in United States Sale Definition An agreement hy which one of two contracting parties, called the seller, gives a thing and passes the title to it, in exchange for a certain price in current money, to the other party, who is called the buyer or purchaser, who, on his part, agrees to pay […]
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Sale
Sale in United States Sale Definition An agreement hy which one of two contracting parties, called the seller, gives a thing and passes the title to it, in exchange for a certain price in current money, to the other party, who is called the buyer or purchaser, who, on his part, agrees to pay […]