List of Federal Organizational Prosecution Agreements in the United States

List of Federal Organizational Prosecution Agreements by corporation/organization:

• ABB Ltd. : on Oct-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act; wire fraud
• AB Volvo : on mar-08 (date), in relation to the following crime(s): Wire fraud; falsification of books and records
• ABT Associates : on ene-07 (date), in relation to the following crime(s): False Claims
• Adelphia Communications : on May-05 (date), in relation to the following crime(s): Sec. fraud
• Advanced Cosmetic Research Labs : on (date), in relation to the following crime(s):
• AEP Energy Services : on Jan-05 (date), in relation to the following crime(s): Fraud (commodities reports)
• Aetna : on Aug-93 (date), in relation to the following crime(s): Fraud (pension funds)
• AGA Medical : on jun-08 (date), in relation to the following crime(s): violation of the Foreign Corrupt Practices Act
• AGCO Corporation : on sep-09 (date), in relation to the following crime(s): Wire fraud; falsification of books and records in violation of Federal Corrupt Practices Act
• Aibel Group : on feb-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Akzo Nobel : on dic-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Alabama Contract Sales : on abr-07 (date), in relation to the following crime(s): Federal Program Fraud
• Alcatel-Lucent : on dic-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Alliance One : on ago-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• American Express Bank Int’l : on ago-07 (date), in relation to the following crime(s): Failure to maintain an anti-money laundering compliance program
• “American Int’l Group
  (AIG-FP PAGIC Equity Holding Company & AIG Financial Products Corp.) [3 coordinated agreements]” : on Nov-04 (date), in relation to the following crime(s): Violations of antifraud provisions and aiding and abetting violations of reporting and record keeping provisions of the federal securities laws
• American Int’l Group : on Feb-06 (date), in relation to the following crime(s): Misstatements in periodic financial reports
• American Italian Pasta Company : on Sep-08 (date), in relation to the following crime(s): Mail and wire fraud; accounting improprieties; misrepresentations and false statements to Dep’t of Commerce related to antidumping
• AmSouth Bancorp : on Oct-04 (date), in relation to the following crime(s): Bank Secrecy Act
• AOL : on Dec-04 (date), in relation to the following crime(s): Sec. fraud
• Appalachian Oil : on ene-07 (date), in relation to the following crime(s): Wire fraud
• Armour of America : on dic-93 (date), in relation to the following crime(s): Arms Export Control Act and related regs / other federal statutes
• Arthur Andersen : on Apr-96 (date), in relation to the following crime(s): Accounting fraud
• Aurora Foods : on Jan-01 (date), in relation to the following crime(s): Accounting fraud
• Baker Hughes : on abr-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Banco Popular De Puerto Rico : on Jan-03 (date), in relation to the following crime(s): Failure to file SARS
• Bank of New York : on Nov-05 (date), in relation to the following crime(s): Money laundering, unlicensed money transfers; no anti-money laundering program
• BankAtlantic : on Mar-06 (date), in relation to the following crime(s): Bank Secrecy Act, failure to maintain eff. anti-money laundering program
• Barclays Bank : on Aug-10 (date), in relation to the following crime(s): Knowing and willful violations of International Emergency Economic Powers Act; violations of Trading with the Enemy Act
• BAWAG P.S.K. (Bank owned by Austrian Trade Unions Association) : on Oct-06 (date), in relation to the following crime(s): Banking and sec. fraud
• Baystar Capital Management LLC : on Mar-11 (date), in relation to the following crime(s): Wire fraud
• BDO Seidman : on Apr-02 (date), in relation to the following crime(s): Accounting fraud
• Beazer Homes USA, Inc. : on Jul-09 (date), in relation to the following crime(s): Fraudulent mortgage practices; fraudulent accounting practices
• Biomet : on sep-07 (date), in relation to the following crime(s): Anti-Kickback Statute (payments to doctors)
• Biovail Pharmaceuticals, Inc & Biovail Corporation : on may-08 (date), in relation to the following crime(s): Payments to customers including but not limited to physicians to induce recommendations, prescriptions and purchases of a Biovail product
• BL Trading : on dic-10 (date), in relation to the following crime(s): Wire fraud; sale and receipt of stolen property after transportation in interstate commerce
• Blue Cross Blue Shield of Rhode Island : on Dec-07 (date), in relation to the following crime(s): Mail fraud
• Boeing Co. : on Jun-06 (date), in relation to the following crime(s): Federal procurement fraud, conflict of interest, use of competitor’s information
• Bristol-Myers Squibb : on Jun-05 (date), in relation to the following crime(s): Sec. fraud
• British Petroleum (BP) : on oct-07 (date), in relation to the following crime(s): Mail and wire fraud, Commodities Exchange Act
• Canadian Imperial Bank of Commerce : on Dec-03 (date), in relation to the following crime(s): Aided and abetted accounting fraud (by Enron)
• Ceramic Protection Corporation of America : on Jan-10 (date), in relation to the following crime(s): False statement
• Chevron : on nov-07 (date), in relation to the following crime(s): Bribery (for purchases of Iraqi oil under Oil-for-Food program)
• CNH Italia : on dic-08 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records under Federal Corrupt Practices Act
• CNH France : on dic-08 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records under Federal Corrupt Practices Act
• Collins & Aikman Corp. : on mar-07 (date), in relation to the following crime(s): Tax Fraud
• Columbia Farms, Inc. : on nov-09 (date), in relation to the following crime(s): hiring and continuing to employ unauthorized workers; making false statements
• Computer Associates : on Sep-04 (date), in relation to the following crime(s): Sec. fraud; obstruction
• ConAgra Poultry Co. : on (date), in relation to the following crime(s):
• Coopers & Lybrand : on Sep-96 (date), in relation to the following crime(s): Obtaining confidential bid info during K selection; lying to grand jury
• Cosmetics Laboratories of America : on Jun-10 (date), in relation to the following crime(s):
• Credit Lyonnais : on Jun-99 (date), in relation to the following crime(s): Failure to supervise and cotrol lending in connection with certain corporate acquisitions, and misconduct in relation to same transactions (Separate investigation underway by French gov’t)
• Credit Suisse AG : on Dec-08 (date), in relation to the following crime(s): Knowing and willful violations of International Emergency Economic Powers Act prohibiting unauthorized export of services to Iran
• CVS/Pharmacy : on Oct-10 (date), in relation to the following crime(s): Failure to take the proper steps to prevent the sale of PSE for illegal purposes
• Daimler AG : on Mar-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• DaimlerCrysler China : on Mar-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• DePuy Orthopaedics : on sep-07 (date), in relation to the following crime(s): Anti-Kickback Law
• Deutsche Bank AG : on dic-10 (date), in relation to the following crime(s): Tax evasion
• Doyon Drilling, Inc. : on abr-98 (date), in relation to the following crime(s): CERCLA and Clean Water Act violations: neglegent discharge of oil and hazardous substances upon U.S. shorelines
• Edward D. Jones : on Dec-04 (date), in relation to the following crime(s): Sec. fraud
• Elan Corp. : on Dec-10 (date), in relation to the following crime(s): Inappropriate off-label promotion of drug
• El Paso : on feb-07 (date), in relation to the following crime(s): Anti-Kickback Law
• Electronic Clearing House : on mar-07 (date), in relation to the following crime(s): Illegal transactions (processing payments for online gambling)
• Endocare : on jul-06 (date), in relation to the following crime(s): Criminal violations by employees in relation to disclosures to investors
• English Construction Co. : on mar-07 (date), in relation to the following crime(s): False Statements
• ESI Entertainment Systems : on jun-08 (date), in relation to the following crime(s): charges related to illegal gambling, both internationally and interstate
• Exactech : on dic-10 (date), in relation to the following crime(s): Anti-Kickback Law
• Express Scripts Inc. : on sep-07 (date), in relation to the following crime(s): Illegal distribution of human growth hormone
• Facility Group : on ago-10 (date), in relation to the following crime(s):
• Faro Technologies : on jun-08 (date), in relation to the following crime(s): Federal Corrupt Practices Act violations: Improper “referral fees” to agents of state-owned Chinese entities and accompanying accounting improprieties
• FHC Delaware, Inc. (formerly Fine Host Corp.) : on nov-08 (date), in relation to the following crime(s): Invoice fraud
• Fiat S.p.A. : on dic-08 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records under Federal Corrupt Practices Act
• FirstEnergy Nuclear Operating Co. : on Jan-06 (date), in relation to the following crime(s): Environmental crimes, false statements by employees
• Fisher Sand & Gravel : on Apr-09 (date), in relation to the following crime(s): Tax fraud
• Flowserve : on feb-08 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records under Federal Corrupt Practices Act
• Forest Laboratories : on sep-10 (date), in relation to the following crime(s): Illegal promotion of non-approved drugs, False Claims Act
• Friedman’s Inc. : on nov-05 (date), in relation to the following crime(s): Securities fraud; consp to commit bank and wire fraud
• Frosty Treats, Inc. : on sep-07 (date), in relation to the following crime(s): Obstruction of mail
• GE : on dic-04 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• General Re Corp. : on ene-10 (date), in relation to the following crime(s): Securities fraud related to misstatements of AIG’s general insurance underwriting loss reserves
• German Bank HVB : on Feb-06 (date), in relation to the following crime(s): Conspiracy to defraud IRS
• GlaxoSmithKline : on Oct-10 (date), in relation to the following crime(s): False claims
• Halliburton Company : on Feb-09 (date), in relation to the following crime(s): Federal Corrupt Practices Act violations: corrupt payments and improper disclosures, accounting, internal controls and record-keeping associated with the foregoing
• HealthSouth Corp. : on May-06 (date), in relation to the following crime(s): Accounting fraud and sec. fraud
• Helmerich & Payne : on Jul-09 (date), in relation to the following crime(s): Improper payments to officials of foreign governments in violation of Federal Corrupt Practices Act
• Hitachi Corp. : on ene-06 (date), in relation to the following crime(s): Antitrust violations
• Holy Spirit Association – not available – sealed by agreement between parties : on feb-07 (date), in relation to the following crime(s):
• HSBC : on dic-01 (date), in relation to the following crime(s):
• IFCO Systems : on dic-08 (date), in relation to the following crime(s): Hiring and employment of illegal alien workers; document and identity fraud; impeding the functions of the SSA and IRS; FLSA violations
• IMC Potash : on sep-02 (date), in relation to the following crime(s):
• Ingersoll Rand : on oct-07 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records under Federal Corrupt Practices Act
• InterMune : on oct-06 (date), in relation to the following crime(s): Intent to defraud / mislead causing drug to be misbranded
• InVision : on Dec-04 (date), in relation to the following crime(s): Foreign Corrupt Practices Act (“Federal Corrupt Practices Act”)
• ITT : on Mar-07 (date), in relation to the following crime(s): Arms Export Control Act violations
• Ivenco : on dic-08 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records under Federal Corrupt Practices Act
• Jackson Country Club : on feb-08 (date), in relation to the following crime(s): hiring and continuing to employ illegal aliens; providing false identification information to the SSA
• Jazz Pharmaceuticals : on jul-07 (date), in relation to the following crime(s): Fraudulent drug marketing
• JB Oxford Holdings, Inc. (formerly RKS Financial Group, Inc.) : on feb-00 (date), in relation to the following crime(s): Securities fraud: failure to disclose to investing public activities and beneficial ownership interest of a consultant (Irving Knott)
• Jenkins Gilchrist : on mar-07 (date), in relation to the following crime(s): Tax fraud
• John Hancock Mutual Life : on Mar-94 (date), in relation to the following crime(s): Mail fraud
• Kos Pharmaceuticals : on Dec-10 (date), in relation to the following crime(s): Anti-Kickback Statute
• KPMG : on Aug-05 (date), in relation to the following crime(s): Tax fraud, conspiracy to defraud IRS; tax evasion
• Lawson Products, Inc. : on Aug-08 (date), in relation to the following crime(s): Mail fraud
• Lazard Freres : on Oct-95 (date), in relation to the following crime(s): Wire fraud
• Levlad LLC : on Oct-08 (date), in relation to the following crime(s):
• Lloyds TSB Bank plc : on Jan-09 (date), in relation to the following crime(s): Knowing and willful violations of International Emergency Economic Powers Act prohibiting unauthorized export of services to Iran
• Lucent Technologies, Inc. : on nov-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Maximus : on jul-07 (date), in relation to the following crime(s): Health Care Fraud
• MCI : on Sep-05 (date), in relation to the following crime(s): Sec. fraud
• McSha Properties : on Jan-09 (date), in relation to the following crime(s):
• Medicis : on Oct-06 (date), in relation to the following crime(s):
• Mellon Bank, N. A. : on Aug-06 (date), in relation to the following crime(s): Theft of gov’t property, theft of mail matter, conspiracy
• Merrill Lynch : on Sep-03 (date), in relation to the following crime(s): False statements, aided/abetted Enron
• Merrill Lynch : on Oct-95 (date), in relation to the following crime(s): N/A.
• Micrus Corp. : on Feb-05 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Milberg : on jun-08 (date), in relation to the following crime(s): conspiracy; mail fraud; money laundering; obstruction of justice; criminal forfeiture
• Mirant Energy Trading : on Jul-07 (date), in relation to the following crime(s): False Commodities reporting
• Monford Food Distribution Co. : on (date), in relation to the following crime(s):
• Monsanto : on Jan-05 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• MRA Holdings, LLC : on Sep-06 (date), in relation to the following crime(s): Failing to label sexually explicit material
• National Compressor : on (date), in relation to the following crime(s):
• NEC : on ene-06 (date), in relation to the following crime(s): Antitrust violations
• NETeller PLC : on jul-07 (date), in relation to the following crime(s): Conspiracy to conduct an illegal gambling business
• NetVersant-Atlanta, Inc. & NetVersant Solutions, Inc. : on mar-07 (date), in relation to the following crime(s): Fraudulent and anti-competitive conduct in relation to the federal E-Rate program
• NeuroMetrix, Inc. : on ene-09 (date), in relation to the following crime(s): Violations of the Medicare Anti-Kickback Act
• Newsday, Inc. and Hoy Publications LLC : on dic-07 (date), in relation to the following crime(s): Fraud – reporting inflated circulation numbers to advertisers through reports to trade organization
• New York Racing Ass’n : on Dec-03 (date), in relation to the following crime(s): Conspiracy to defraud; tax fraud
• Noble Corp. : on Nov-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Novo Nordisk A/S : on May-09 (date), in relation to the following crime(s): Conspiracy to commit wire fraud and falsification of business records in violation of Federal Corrupt Practices Act
• Omega Advisors : on Jun-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Operations Management International : on Jun-05 (date), in relation to the following crime(s): Clean Water Act
• Optimal Group : on Oct-09 (date), in relation to the following crime(s): Unlawful Internet Gambling Enforcement Act
• Ortho-McNeil-Janssen Pharmaceuticals, Inc. : on Apr-10 (date), in relation to the following crime(s): Drug misbranding
• Orthoscript, Inc. : on jun-05 (date), in relation to the following crime(s): Medicare fraud
• Panalpina World Transport : on nov-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Paradigm B.V. : on sep-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Parkway Village : on ago-08 (date), in relation to the following crime(s): CERCLA violation, failure to report asbestos
• PartyGaming Plc : on abr-09 (date), in relation to the following crime(s): Offering internet gambling services and masked payment procedures to US residents in knowing violation of certain U.S. criminal laws
• Pasha Forwarders : on sep-06 (date), in relation to the following crime(s): Antitrust violations
• Penn Traffic Company : on oct-08 (date), in relation to the following crime(s): Securities fraud related to diclosures to SEC and investors
• Petrocelli Electric Co. : on jul-09 (date), in relation to the following crime(s): Illegal payments and gifts
• Pfizer : on mar-07 (date), in relation to the following crime(s): Anti-Kickback Law
• Pharmacia & Upjohn : on mar-07 (date), in relation to the following crime(s): Anti-Kickback Law
• Pilgrim’s Pride, Inc. : on dic-09 (date), in relation to the following crime(s): Alien smuggling crimes and unlawful employment of aliens
• PNC Financial : on Jun-03 (date), in relation to the following crime(s): Sec. fraud
• PPG Industries : on Dec-10 (date), in relation to the following crime(s): Violation of International Emergency Economic Powers Act
• Prudential Equity Group : on Aug-08 (date), in relation to the following crime(s): Deceptive trading of mutual funds
• Prudential Securities : on Oct-94 (date), in relation to the following crime(s): Fraud in sale of limited partnership interests
• Purdue Pharma : on may-07 (date), in relation to the following crime(s): Misbranding
• Quest Diagnortics, Inc. (& Nichols Institute Diagnostics) : on abr-09 (date), in relation to the following crime(s): Felony misbranding in violation of Food, Drug and Cosmetic Act
• RAE Systems : on dic-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Reliant Energy Services : on mar-07 (date), in relation to the following crime(s): Commodity price manipulation and wire fraud
• Republic Services, Inc. : on oct-08 (date), in relation to the following crime(s): Immigration and fraud violations; conspiracy to commit mail fraud and encourage unlawful immigration
• RFK Institute : on nov-08 (date), in relation to the following crime(s):
• Roger Williams Medical Center : on Jan-06 (date), in relation to the following crime(s): Public corruption
• Roman Catholic Archbishop of Boston : on Nov-05 (date), in relation to the following crime(s):
• Royal Ahold : on sep-06 (date), in relation to the following crime(s): accounting fraud; false statements in SEC filings
• Salomon Brothers : on May-92 (date), in relation to the following crime(s):
• SB Pharmco Puerto Rico, Inc. (see GSK) : on Oct-10 (date), in relation to the following crime(s):
• Schering Plough : on Aug-06 (date), in relation to the following crime(s): False statements to FDA
• Schiavone Construction Co. LLC : on Nov-10 (date), in relation to the following crime(s): Building construction fraud
• Schnitzer Steel : on 2006-10 (date), in relation to the following crime(s): bribery under Federal Corrupt Practices Act; wire fraud; false entries in books and records of public corporation
• Sears : on Apr-01 (date), in relation to the following crime(s): Mail fraud
• Sequa : on Jun-93 (date), in relation to the following crime(s):
• Serono : on Oct-05 (date), in relation to the following crime(s): Introduction of adulterated medical devices to interstate commerce
• Shell Nigeria Exploration and Production Co., Ltd. : on Nov-11 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Shoppers Food Warehouse Corp. : on Sep-10 (date), in relation to the following crime(s): Bribery
• Sigue : on ene-08 (date), in relation to the following crime(s): Failure to maintain adequate anti-money laundering program
• Sirchie Acquisition Co. : on feb-10 (date), in relation to the following crime(s): Violations of Denial Order against president of predecessor-in-interest
• Smith & Nephew PLC : on sep-07 (date), in relation to the following crime(s): Anti-Kickback Law
• Snaprogetti Netherlands : on jul-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act bribery
• Spectranetics Corporation : on dic-09 (date), in relation to the following crime(s): Conspiracy to commit mail and wire fraud; import violations; violations of Food, Drug and Cosmetic Act
• Sportingbet : on sep-10 (date), in relation to the following crime(s): Internet gambling violations
• Statoil, ASA : on Oct-06 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Stryker Orthopedics : on oct-05 (date), in relation to the following crime(s): Anti-Kickback Law
• Swift Beef : on oct-02 (date), in relation to the following crime(s):
• Symbol Technologies : on Jun-04 (date), in relation to the following crime(s): Accounting fraud
• Technip S.A. : on Jun-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act bribery
• Textron : on ago-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Tidewater Marine International : on nov-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act bribery
• Tommy Hilfiger : on ago-05 (date), in relation to the following crime(s): mail fraud; wire fraud
• Trace America : on (date), in relation to the following crime(s):
• Transocean : on nov-10 (date), in relation to the following crime(s): Federal Corrupt Practices Act bribery
• TriCare-Orthoscript : on jun-05 (date), in relation to the following crime(s): False claims for Medicare payment
• Tyson Foods : on feb-11 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• UBS AG : on feb-09 (date), in relation to the following crime(s): Conspiracy to commit tax fraud
• Union Bank of California : on sep-07 (date), in relation to the following crime(s): Failure to establish adequate anti-money laundering program
• United Bank for Africa : on jul-07 (date), in relation to the following crime(s): Obstruction of justice
• Universal Corp. : on ago-10 (date), in relation to the following crime(s): Improper payments to officials of foreign governments in violation of Federal Corrupt Practices Act
• University of Medicine and Dentistry of New Jersey : on Dec-05 (date), in relation to the following crime(s): Health care fraud
• Unum Group : on Jun-08 (date), in relation to the following crime(s):
• UTStarcom, Inc. : on Dec-09 (date), in relation to the following crime(s): Violations of Federal Corrupt Practices Act
• Vetco : on feb-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Wachovia : on mar-10 (date), in relation to the following crime(s): Failure to maintain adequate anti-money laundering program
• Wellcare Health Plans, Inc. : on may-09 (date), in relation to the following crime(s): Conspiracy to commit health care fraud
• WesternGeco LLC (subsidiary of Schlumberger Seismic, Inc.) : on Jun-06 (date), in relation to the following crime(s): Immigration (visa) fraud
• Westinghouse Air Brake Technologies Corp. : on feb-08 (date), in relation to the following crime(s): bribery in violation of Federal Corrupt Practices Act
• Whitehall Jewelers, Inc. : on Sep-04 (date), in relation to the following crime(s): Bank fraud
• Willbros : on may-08 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Williams Power Co. : on Feb-06 (date), in relation to the following crime(s): Fraudulent commodities reports
• Wright Medical Technology, Inc. : on Oct-10 (date), in relation to the following crime(s): Anti-Kickback Statute
• York International Corp. : on oct-07 (date), in relation to the following crime(s): Federal Corrupt Practices Act
• Zimmer Holdings Inc. : on sep-07 (date), in relation to the following crime(s): Anti-Kickback Law